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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage; ... | $962 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $167,689 | $56,640+196.1% | $78,002+115.0% | $55,167+204.0% |
| Participation rate | 97.5% | 73.3%+24.2pp | 75.5%+22.0pp | 69.0%+28.5pp |
| Annual return | 9.24% | 2868.48%-2859.2pp | 425.99%-416.7pp | 169.23%-160.0pp |
| Employer contribution / active EE | $7,669 | $1,724+345.0% | $2,470+210.5% | $1,963+290.8% |
| Participant deferral / active EE | $7,882 | $2,778+183.8% | $3,497+125.4% | $3,054+158.1% |
| Admin fee / account holder | $21 | $467-95.4% | $5,481-99.6% | $504-95.8% |