Filed November 18, 2024 (most recent of 5 filings on file)
Total covered: 4 employees
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 · EIN 26-4310632 | Other Services | $62 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,304 | $62,928-64.6% | $172,752-87.1% | $67,579-67.0% |
| Participation rate | 59.0% | 64.5%-5.4pp | 82.6%-23.6pp | 71.3%-12.2pp |
| Annual return | 21.97% | 30.36%-8.4pp | 802.97%-781.0pp | 378.56%-356.6pp |
| Employer contribution / active EE | $1,039 | $1,636-36.5% | $5,144-79.8% | $2,148-51.6% |
| Participant deferral / active EE | $1,465 | $2,145-31.7% | $5,198-71.8% | $3,539-58.6% |
| Admin fee / account holder | $20 | $167-88.2% | $13,955-99.9% | $142-86.2% |