Filed November 18, 2024 (most recent of 5 filings on file)
Total covered: 4 employees
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 · EIN 26-4310632 | Other Services | $69 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,685 | $37,196-28.3% | $154,108-82.7% | $55,725-52.1% |
| Participation rate | 35.8% | 64.1%-28.3pp | 83.0%-47.2pp | 70.9%-35.0pp |
| Annual return | -7.67% | 1319.68%-1327.3pp | 735.21%-742.9pp | 244.93%-252.6pp |
| Employer contribution / active EE | $1,032 | $1,614-36.1% | $5,298-80.5% | $2,078-50.4% |
| Participant deferral / active EE | $1,490 | $2,068-28.0% | $5,081-70.7% | $3,356-55.6% |
| Admin fee / account holder | $41 | $102-59.9% | $13,411-99.7% | $115-64.6% |