Filed November 18, 2024 (most recent of 5 filings on file)
Total covered: 4 employees
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 · EIN 26-4310632 | Other Services | $318 |
Filed as: VOYA RETIREMENT INSURANCE AND ANNUI Service code 49 | Other Services | $19 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $18,648 | $46,360-59.8% | $147,614-87.4% | $52,331-64.4% |
| Participation rate | 42.9% | 64.9%-22.0pp | 84.6%-41.7pp | 68.1%-25.2pp |
| Annual return | 2.78% | 1.62%+1.2pp | 61.98%-59.2pp | 4.54%-1.8pp |
| Employer contribution / active EE | $826 | $2,126-61.2% | $5,564-85.2% | $1,882-56.1% |
| Participant deferral / active EE | $1,731 | $2,258-23.3% | $4,895-64.6% | $3,022-42.7% |
| Admin fee / account holder | $40 | $766-94.7% | $11,611-99.7% | $592-93.2% |