Filings through .
5 of 19 flags tripped on the 2024 filing.
Low participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
High fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Possible retail share class: $1.5M
Mutual funds in a class the filing names that is often retail or revenue sharing. Confirm before you raise it.
Few collective trusts
<1% of fund dollars in collective trusts, which often cost less than the same strategy as a mutual fund.
Wind-down / frozen
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
This section compares the plan with plans of the same size, type and industry, and shows how it moved year over year.
We rank each metric against plans of the same size, type and industry.
Peer percentiles for 6 metrics are on Pro. Pro is free for 7 days and then costs $49 a month.
Showing the 2024 filing, 1 of 10 years on record. Charts need 3 years.
Older filings: assets, participants, contributions and return for each year are on Pro.
9 more years of history are on Pro. Pro is free for 7 days and then costs $49 a month.
$41K in admin expenses, $312 per participant (all participants, line 6f).
This section lists the funds on the plan's investment schedule and what changed since the prior filing.
14 funds of $250K or more; 27 lines in all, holding $10.5M of the plan's $10.6M. Recordkeeper: Empower.
| Fund | Dollars | % of funds% |
|---|---|---|
| Empower S&P 500 Index Fund Investor Class Empower · Mutual fund IndexRecordkeeper's own fund | $1.7M | 16.5% |
| Empower Key Guaranteed Portfolio Fund Empower · Insurance contract Recordkeeper's own fund | $1.3M | 12.2% |
| Empower Bond Index Fund Investor Class Empower · Mutual fund IndexRecordkeeper's own fund | $852K | 8.1% |
| Empower Mid Cap Value Inv Empower · Other Recordkeeper's own fund | $779K | 7.4% |
| Pioneer Fundamental Growth A Victory Capital · Other | $655K | 6.2% |
| PIMCO Income Fund Class A PIMCO (Allianz) · Mutual fund Possible retail class A | $559K | 5.3% |
| Putnam Retirement Adantage 2055 V Franklin Templeton · Mutual fund | $534K | 5.1% |
| Putnam Retirement Adantage 2035 V Franklin Templeton · Mutual fund | $451K | 4.3% |
| NEW Perspective Fund Class R-3 Capital Group · Mutual fund Possible retail class R3 | $436K | 4.1% |
| Empower T. Rowe Price Mid Cap Growth Fund Investor Class T. Rowe Price · Mutual fund | $398K | 3.8% |
| Fund | Manager | Vehicle | Dollars | % of funds |
|---|---|---|---|---|
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro | ||
| Name available on Pro | Dollar amount available on Pro | Percentage available on Pro |
17 more funds in this lineup: name, manager, vehicle, dollars and share are on Pro.
17 more lines in this lineup are on Pro. Pro is free for 7 days and then costs $49 a month.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
This section shows who is paid to serve the plan, who audits it and who signs the filing.
Top 3 by compensation.
| Provider | Compensation |
|---|---|
JOHN MASON10+ years Service code 16 4697 AUTUMN GLORY WAY · CHANTILLY, VA 20151 Consulting | $21,626 |
EMPOWER ADVISORY GROUP, LLC3 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 Investment Management | $17,358 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INC DBA MORNINGSTAR ASS Service code 99 5904 PAYSPHERE CIRCLE · CHICAGO, IL 60674 Other Fees | $2,180 |
The auditor signed off without reservation. This is the cleanest opinion.
Plan features from the filing, actuarial disclosures and related pages.
7 feature codes on the 2024 filing.
Filed January 5, 1996.
This is a legacy paper filing. The plan administrator and contact details are only in the original filing. We have not converted them into data fields.
2 contacts
10 filings · 2015 to 2024