Filed July 10, 2017 (most recent of 2 filings on file)
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Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC2+ years Service code 27 · EIN 20-8874282 | Advisory (Plan) | $101,184 |
Filed as: GREAT-WEST LIFE & ANNUITY LIFE INS Service code 15 · EIN 84-0467907 | Recordkeeping | $91,071 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $48,958 |
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE BROKERAGE Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage; Other investmen... | $10,050 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 26 · EIN 13-4110995 | Advisory (Participants) | $5,619 |
Service code 15 | Recordkeeping | $0 |
Filed as: GREAT-WEST LIFE & ANUUITY INSURANCE Service code 15 | Recordkeeping | $0 |
Filed as: J.P.MORGAN SECURITIES LLC Service code 59 | Shareholder Servicing | $0 |
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,949 | $70,106+28.3% | $80,975+11.1% | $63,975+40.6% |
| Participation rate | 87.2% | 79.4%+7.9pp | 75.8%+11.4pp | 71.1%+16.1pp |
| Annual return | 8.41% | 13.93%-5.5pp | 17.10%-8.7pp | 48.65%-40.2pp |
| Employer contribution / active EE | $3,026 | $2,042+48.2% | $3,714-18.5% | $2,182+38.7% |
| Participant deferral / active EE | $7,104 | $5,245+35.5% | $5,696+24.7% | $3,356+111.7% |
| Admin fee / account holder | $123 | $57+115.8% | $5,516-97.8% | $70+74.7% |