Filed April 22, 2025 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $601,880 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 26 · EIN 13-4110995 | Advisory (Participants) | $6,331 |
Filed as: GWFS EQUITIES, INC Service code 33 · EIN 84-0965407 | Other investment fees and expenses; S... | $1,281 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $13,287 | $329,111-96.0% | $108,745-87.8% | $329,111-96.0% |
| Participation rate | 80.4% | 67.9%+12.6pp | 77.7%+2.8pp | 67.9%+12.6pp |
| Annual return | 11.23% | 16.35%-5.1pp | 46.22%-35.0pp | 16.35%-5.1pp |
| Employer contribution / active EE | $484 | $2,303-79.0% | $3,323-85.4% | $2,303-79.0% |
| Participant deferral / active EE | $1,225 | $3,682-66.7% | $5,121-76.1% | $3,682-66.7% |
| Admin fee / account holder | $44 | $754-94.1% | $6,144-99.3% | $754-94.1% |