Filed April 22, 2025 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $804,655 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: J.P. MORGAN SECURITIES LLC Service code 26 · EIN 13-4110995 | Advisory (Participants) | $4,503 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $10,726 | $69,651-84.6% | $105,218-89.8% | $69,651-84.6% |
| Participation rate | 73.5% | 66.6%+6.9pp | 77.2%-3.7pp | 66.6%+6.9pp |
| Annual return | -0.46% | 53.77%-54.2pp | 5.33%-5.8pp | 53.77%-54.2pp |
| Employer contribution / active EE | $399 | $2,241-82.2% | $3,255-87.7% | $2,241-82.2% |
| Participant deferral / active EE | $1,002 | $3,635-72.4% | $4,867-79.4% | $3,635-72.4% |
| Admin fee / account holder | $56 | $63-11.5% | $6,992-99.2% | $63-11.5% |