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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 27 1 NEW YORK PLZ 12TH FL ANNUITY AND · NEW YORK, NY 10004 | Advisory (Plan) | $112,110 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $31,596 |
KPMG LLP1 year Service code 29 PO BOX 120608 · DALLAS, TX 753120608 | Legal | $27,500 |
DLA PIPER1 year Filed as: DLA PIPER LLP US Service code 29 6225 SMITH AVE · BALTIMORE, MD 21209 | Legal | $17,230 |
QDRO CONSULTANTS COMPANY, LLC4+ years Filed as: QDRO CONSULTANTS CO LLC Service code 16 3071 PEARL ROAD · MEDINA, OH 44256 | Consulting | $600 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,224 | $88,874-35.6% | $123,553-53.7% | $75,289-24.0% |
| Participation rate | 95.9% | 75.9%+20.0pp | 82.3%+13.6pp | 72.4%+23.5pp |
| Annual return | -10.31% | 4.22%-14.5pp | 119.21%-129.5pp | -0.04%-10.3pp |
| Employer contribution / active EE | $1,463 | $3,256-55.1% | $4,628-68.4% | $2,405-39.2% |
| Participant deferral / active EE | $5,675 | $6,174-8.1% | $6,426-11.7% | $3,739+51.8% |
| Admin fee / account holder | $12 | $95-87.2% | $9,284-99.9% | $102-88.1% |