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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 27 1 NEW YORK PLZ 12TH FL ANNUITY AND · NEW YORK, NY 10004 | Advisory (Plan) | $106,212 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $33,749 |
QDRO CONSULTANTS COMPANY, LLC3+ years Filed as: QDRO CONSULTANTS CO LLC Service code 15 3071 PEARL ROAD · MEDINA, OH 44256 | Recordkeeping | $600 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,981 | $96,458-32.6% | $136,298-52.3% | $77,958-16.6% |
| Participation rate | 96.6% | 75.4%+21.2pp | 81.9%+14.7pp | 71.6%+24.9pp |
| Annual return | 12.37% | 23.78%-11.4pp | 5156.27%-5143.9pp | 20.87%-8.5pp |
| Employer contribution / active EE | $1,419 | $3,144-54.9% | $4,696-69.8% | $2,310-38.6% |
| Participant deferral / active EE | $5,426 | $5,902-8.1% | $6,247-13.1% | $3,537+53.4% |
| Admin fee / account holder | $13 | $80-83.8% | $9,244-99.9% | $97-86.6% |