Filed December 17, 2020 (most recent of 10 filings on file)
Total covered: 8 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 06-1050034 | Contract Administrator | $133,968 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 27 · EIN 26-4310632 | Advisory (Plan) | $30,000 |
VENABLE LLP1 year Filed as: VENABLE, LLP Service code 29 · EIN 52-0517250 | Legal | $8,317 |
Filed as: THE PRUDENTIAL INSURANCE COMPANY OF Service code 15 | Recordkeeping | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $329,662 | $103,685+217.9% | $105,387+212.8% | $65,188+405.7% |
| Participation rate | 100.0% | 83.2%+16.8pp | 82.6%+17.4pp | 70.2%+29.8pp |
| Annual return | 18.38% | 23.88%-5.5pp | 26.82%-8.4pp | 29.38%-11.0pp |
| Employer contribution / active EE | $14,886 | $3,842+287.5% | $4,213+253.3% | $2,177+583.9% |
| Participant deferral / active EE | $11,301 | $5,634+100.6% | $5,502+105.4% | $3,514+221.6% |
| Admin fee / account holder | $720 | $399+80.6% | $6,559-89.0% | $847-15.0% |