Filed February 22, 2008 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER Service code 15 · EIN 13-5674085 AND SMITH INC. · NEW YORK, NY 10281 | Recordkeeping | $147,624 |
Filed as: TOWERS WATSON DELAWARE INC. Service code 70 · EIN 53-0181291 LOCKBOX 28025, 28025 NETWORK PLACE · CHICAGO, IL 606731280 | Consulting Fees | $31,000 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,804 | $68,904+46.3% | $90,782+11.0% | $68,904+46.3% |
| Participation rate | 92.6% | 74.1%+18.4pp | 82.7%+9.9pp | 74.1%+18.4pp |
| Annual return | -3.46% | 1.07%-4.5pp | -3.42%0pp | 1.07%-4.5pp |
| Employer contribution / active EE | $3,976 | $2,540+56.5% | $4,105-3.1% | $2,540+56.5% |
| Participant deferral / active EE | $5,051 | $4,015+25.8% | $5,366-5.9% | $4,015+25.8% |
| Admin fee / account holder | $23 | $71-68.3% | $5,908-99.6% | $71-68.3% |