Filed February 22, 2008 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER Service code 15 · EIN 13-5674085 AND SMITH INC. · NEW YORK, NY 10281 | Recordkeeping | $138,360 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $110,005 | $177,276-37.9% | $97,995+12.3% | $177,276-37.9% |
| Participation rate | 89.1% | 74.8%+14.2pp | 82.4%+6.7pp | 74.8%+14.2pp |
| Annual return | 16.98% | 21.25%-4.3pp | 23.94%-7.0pp | 21.25%-4.3pp |
| Employer contribution / active EE | $3,584 | $2,479+44.6% | $4,158-13.8% | $2,479+44.6% |
| Participant deferral / active EE | $4,833 | $3,881+24.5% | $5,097-5.2% | $3,881+24.5% |
| Admin fee / account holder | $18 | $154-88.2% | $5,943-99.7% | $154-88.2% |