| Provider | Service type | Compensation |
|---|---|---|
ENTRUST PARTNERS OFFSHORE LP3+ years Filed as: ENTRUST PARTNERS LLC Service code 28 · EIN 13-4021839 | Investment Management | $6,350,118 |
Service code 14 · EIN 41-0956552 | Plan Administrator | $5,867,142 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: JP MORGAN INVESTMENT MGMT INC Service code 27 · EIN 13-3200244 | Advisory (Plan) | $3,566,642 |
K-2 FIREBOX3+ years Service code 28 · EIN 13-3970786 | Investment Management | $2,837,990 |
Filed as: PRUDENTIAL INSURANCE CO Service code 28 · EIN 22-1211670 | Investment Management | $2,548,762 |
FIRST RESERVE OLD CLEM GP, L.P.3+ years Service code 28 · EIN 98-1136638 | Investment Management | $2,405,608 |
ACADIAN ASSET MANAGEMENT LLC3+ years Filed as: ACADIAN ASSET MGMT LLC Service code 28 · EIN 04-2929221 | Investment Management | $2,136,825 |
Service code 28 · EIN 98-1220063 | Investment Management | $1,959,450 |
THE CARLYLE GROUP2 years Filed as: CARLYLE POWER PARTNERS II, L.P. Service code 28 · EIN 61-1766513 | Investment Management | $1,575,477 |
HANCOCK NATURAL RESOURCE GROUP3+ years Service code 27 · EIN 04-3254942 | Advisory (Plan) | $1,503,280 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | SABN 2005-FR5-NIM | — | 8480 STAGECOACH CIRCLE FREDERICK, MD 21704 | — |
| Part 1 Loan in default | SABN 2005-FR4-NIM | — | 8480 STAGECOACH CIRCLE FREDERICK, MD 21704 | — |
| Part 1 Loan in default | SVNIM 2005-2N N1 | — | 1761 E ST ANDREW PLACE SANTA ANA, CA 92705 | — |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $14,491,905-100.0% | $184,886-100.0% | $14,491,905-100.0% |
| Participation rate | 0.0% | 5.3%-5.3pp | 47.1%-47.1pp | 5.3%-5.3pp |
| Annual return | 9.59% | 1057.21%-1047.6pp | 8.32%+1.3pp | 1057.21%-1047.6pp |
| Employer contribution / active EE | $11,593 | $14,374-19.3% | $30,793-62.4% | $14,374-19.3% |
| Participant deferral / active EE | $0 | $351-100.0% | $90-100.0% | $351-100.0% |
| Admin fee / account holder | $0 | $81,210-100.0% | $2,802-100.0% | $81,210-100.0% |