| Provider | Service type | Compensation |
|---|---|---|
WILSON-MCSHANE CORPORATION1+ years Filed as: WILSON-MC SHANE CORPORATION Service code 14 · EIN 41-0956552 | Plan Administrator | $5,949,825 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: JP MORGAN INVESTMENT MGMT INC Service code 27 · EIN 13-3200244 | Advisory (Plan) | $4,031,295 |
Filed as: PRUDENTIAL INSURANCE CO Service code 28 · EIN 22-1211670 | Investment Management | $2,417,448 |
ENTRUST PARTNERS OFFSHORE LP1+ years Filed as: ENTRUST PARTNERS LLC Service code 28 · EIN 13-4021839 | Investment Management | $2,142,369 |
LAZARD ASSET MANAGEMENT1+ years Filed as: LAZARD ASSET MANAGEMENT LLC Service code 28 · EIN 05-0530199 | Investment Management | $1,846,617 |
ACADIAN ASSET MANAGEMENT LLC1+ years Filed as: ACADIAN ASSET MGMT LLC Service code 28 · EIN 04-2929221 | Investment Management | $1,803,553 |
THE BANK OF NEW YORK MELLON1+ years Filed as: BANK OF LABOR Service code 19 · EIN 48-0150325 | Securities Custodian | $1,408,222 |
FIRST RESERVE OLD CLEM GP, L.P.1+ years Service code 28 · EIN 98-1136638 | Investment Management | $1,333,333 |
K-2 FIREBOX1+ years Service code 28 · EIN 13-3970786 | Investment Management | $1,305,148 |
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS CAPITAL MANAGEMENT INC Service code 28 · EIN 95-3692822 | Investment Management | $1,106,997 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | SABN 2005-FR5-NIM | — | 8480 STAGECOACH CIRCLE FREDERICK, MD 21704 | — |
| Part 1 Loan in default | SABN 2005-FR4-NIM | — | 8480 STAGECOACH CIRCLE FREDERICK, MD 21704 | — |
| Part 1 Loan in default | SVNIM 2005-2N N1 | — | 1761 E ST ANDREW PLACE SANTA ANA, CA 92705 | — |
Annual investment return is in the bottom quintile of the peer cohort.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $47,522-100.0% | $115,244-100.0% | $47,522-100.0% |
| Participation rate | 0.0% | 9.2%-9.2pp | 33.3%-33.3pp | 9.2%-9.2pp |
| Annual return | -5.09% | -0.08%-5.0pp | -1.61%-3.5pp | -0.08%-5.0pp |
| Employer contribution / active EE | $11,991 | $7,991+50.1% | $30,840-61.1% | $7,991+50.1% |
| Participant deferral / active EE | $0 | $325-100.0% | $41-100.0% | $325-100.0% |
| Admin fee / account holder | $0 | $275-100.0% | $3,433-100.0% | $275-100.0% |