Filed April 19, 2021 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER7 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $51,451 |
MARINER LLC1 year Filed as: MWA HOLDCO, LLC Service code 15 · EIN 87-1928698 | Recordkeeping | $35,493 |
MARINER LLC3 years Filed as: MARINER WEALTH ADVISORS, LLC Service code 15 · EIN 20-4553256 | Recordkeeping | $11,682 |
ADP BROKER-DEALER11+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,983 | $140,800-70.9% | $89,340-54.1% | $79,634-48.5% |
| Participation rate | 63.5% | 61.9%+1.6pp | 69.6%-6.0pp | 62.5%+1.1pp |
| Annual return | 15.35% | 17.84%-2.5pp | 20.57%-5.2pp | 36.46%-21.1pp |
| Employer contribution / active EE | $1,218 | $2,021-39.7% | $2,231-45.4% | $2,529-51.9% |
| Participant deferral / active EE | $3,544 | $3,219+10.1% | $3,823-7.3% | $3,835-7.6% |
| Admin fee / account holder | $239 | $1,610-85.1% | $6,704-96.4% | $1,002-76.1% |