Filed April 19, 2021 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MARINER LLC3 years Filed as: MARINER RETIREMENT ADVISORS, LLC Service code 15 · EIN 61-1740806 | Recordkeeping | $24,860 |
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $5,137 |
ADP BROKER-DEALER4+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,699 | $48,261-40.5% | $68,612-58.2% | $55,725-48.5% |
| Participation rate | 45.1% | 71.0%-25.9pp | 72.2%-27.1pp | 70.9%-25.8pp |
| Annual return | -9.50% | -2.61%-6.9pp | -4.63%-4.9pp | 244.93%-254.4pp |
| Employer contribution / active EE | $741 | $1,742-57.5% | $2,625-71.8% | $2,078-64.4% |
| Participant deferral / active EE | $2,059 | $2,712-24.1% | $3,311-37.8% | $3,356-38.7% |
| Admin fee / account holder | $146 | $126+16.0% | $5,131-97.1% | $115+27.0% |