Filed October 18, 2016 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 16-1450952 | Recordkeeping | $30,793 |
MONETA GROUP LLC3 years Service code 27 · EIN 20-1903821 | Advisory (Plan) | $26,038 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $5,344 |
CHARLES SCHWAB & CO., INC.4 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,327 | $65,453+13.6% | $86,698-14.3% | $66,938+11.0% |
| Participation rate | 77.3% | 75.5%+1.8pp | 76.6%+0.7pp | 69.8%+7.5pp |
| Annual return | -16.16% | -10.89%-5.3pp | 35.95%-52.1pp | 1.58%-17.7pp |
| Employer contribution / active EE | $1,145 | $2,154-46.9% | $2,837-59.6% | $2,545-55.0% |
| Participant deferral / active EE | $5,546 | $4,102+35.2% | $4,656+19.1% | $4,238+30.9% |
| Admin fee / account holder | $447 | $642-30.3% | $7,493-94.0% | $594-24.7% |