Filed October 18, 2016 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 16-1450952 | Recordkeeping | $52,487 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,918 | $65,376-2.2% | $87,104-26.6% | $65,185-1.9% |
| Participation rate | 80.5% | 75.3%+5.2pp | 76.9%+3.6pp | 70.2%+10.3pp |
| Annual return | 18.13% | 31.27%-13.1pp | 28.19%-10.1pp | 29.38%-11.3pp |
| Employer contribution / active EE | $978 | $1,822-46.3% | $2,521-61.2% | $2,177-55.1% |
| Participant deferral / active EE | $4,901 | $3,388+44.6% | $4,048+21.1% | $3,514+39.5% |
| Admin fee / account holder | $350 | $520-32.7% | $7,491-95.3% | $847-58.7% |