Filed October 18, 2016 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 16-1450952 | Recordkeeping | $28,327 |
MONETA GROUP LLC1 year Service code 27 · EIN 20-1903821 | Advisory (Plan) | $23,410 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $5,153 |
CHARLES SCHWAB & CO., INC.2 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,152 | $73,638-4.7% | $95,960-26.9% | $73,493-4.5% |
| Participation rate | 80.2% | 76.2%+4.0pp | 77.1%+3.1pp | 70.7%+9.5pp |
| Annual return | 8.88% | 16.78%-7.9pp | 91.63%-82.8pp | 28.51%-19.6pp |
| Employer contribution / active EE | $1,039 | $1,863-44.2% | $2,541-59.1% | $2,270-54.2% |
| Participant deferral / active EE | $5,001 | $3,617+38.3% | $4,167+20.0% | $3,740+33.7% |
| Admin fee / account holder | $367 | $482-23.9% | $6,797-94.6% | $513-28.5% |