Retirement plan

SUBURBAN LAWN & GARDEN, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Name: SUBURBAN LAWN & GARDEN, INC. - SUBURBAN LAWN & GARDEN, INC. 401(K) PROFIT SHARING PLAN AND TRUST (2016) Form 5500
Creator: SUBURBAN LAWN & GARDEN, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SUBURBAN LAWN & GARDEN, INC. 401(K) PROFIT SHARING PLAN AND TRUST, SUBURBAN LAWN & GARDEN, INC.

SUBURBAN LAWN & GARDEN, INC.EIN 48-0696677Plan #001PY 2016

13635 WYANDOTTE - KANSAS CITY, MO 64145816-941-4700suburbanlg.comLinkedIn201-500 employeesconsumer goods

Prospect flagsLow returnsHigh feesLow participation

How to read this page

Total assets (EOY)

$2.8M

No prior year

Total participants

153

No prior year

Average account balance

$63,985

No prior year

Annual return

-5.37%

No prior year

Benchmarks

See 906 peers

Peer group

Industry56 - Administrative and Support and Waste Management and Remediation Services

Plan typeDefined contribution

Participants100-249

Cohort906 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$5.97M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$71K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

37.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$425K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$2K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.41%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$2751

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

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Service providers

Top 2 by compensation

Provider	Service type	Compensation
NATIONWIDE1+ years Service code 13 · EIN 31-1592130 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215	Contract Administrator	$15,358
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 1000 HARBOUR BLVD · WEEHAUKEN, NJ 07087	Advisory (Plan)	$14,513

Plan features & details

Pension benefit codes2E2G2J2K3D2F2R

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

3 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$15K

$103 / participant

Contract admin$15K100.0%

% of EOY assets

0.536%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MARR AND COMPANY, P.C.
Auditor EIN: 431490039
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$63,985

$32,425+97.3%

$74,577-14.2%

$55,167+16.0%

Participation rate

25.9%

54.0%-28.2pp

68.1%-42.3pp

69.0%-43.1pp

Annual return

-5.37%

10.63%-16.0pp

20.47%-25.8pp

169.23%-174.6pp

Employer contribution / active EE

$403

$1,043-61.4%

$2,525-84.0%

$1,963-79.5%

Participant deferral / active EE

$1,126

$1,995-43.5%

$3,458-67.4%

$3,054-63.1%

Admin fee / account holder

$343

$748-54.2%

$4,138-91.7%

$504-31.9%

Provider

Service type

Compensation

NATIONWIDE1+ years

Service code 13 · EIN 31-1592130

ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215

Contract Administrator

$15,358

UBS FINANCIAL SERVICES INC1+ years

Filed as: UBS FINANCIAL SERVICES

Service code 27 · EIN 13-2638166

1000 HARBOUR BLVD · WEEHAUKEN, NJ 07087

Advisory (Plan)

$14,513

SUBURBAN LAWN & GARDEN, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SUBURBAN LAWN & GARDEN, INC. 401(K) PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion