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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $40,577 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $27,379 |
ASCENSUS LLC5 years Filed as: FUTUREPLAN BY ASCENSUS Service code 15 · EIN 82-3719843 | Recordkeeping | $1,700 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $134,839 | $88,087+53.1% | $164,866-18.2% | $74,546+80.9% |
| Participation rate | 93.1% | 73.1%+20.1pp | 78.6%+14.5pp | 67.2%+25.9pp |
| Annual return | 14.12% | 17.27%-3.1pp | 69.97%-55.8pp | 1366.03%-1351.9pp |
| Employer contribution / active EE | $4,694 | $2,595+80.9% | $4,343+8.1% | $2,624+78.9% |
| Participant deferral / active EE | $9,276 | $4,499+106.2% | $6,033+53.8% | $4,347+113.4% |
| Admin fee / account holder | $543 | $2,232-75.7% | $12,689-95.7% | $1,944-72.1% |