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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC6 years Filed as: CETERA ADVISOR NETWORKS, LLC Service code 55 2301 ROSECRANS AVE. · EL SEGUNDO, CA 90245 | Other Commissions | $52,607 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $46,049 |
Service code 13 300 TRI-STATE INTERNATIONAL DR. · LINCOLNSHIRE, IL 60069 | Contract Administrator | $2,750 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $137,883 | $55,470+148.6% | $155,556-11.4% | $74,478+85.1% |
| Participation rate | 100.0% | 61.9%+38.1pp | 78.2%+21.8pp | 67.2%+32.8pp |
| Annual return | 13.27% | 269.80%-256.5pp | 64.84%-51.6pp | 1370.56%-1357.3pp |
| Employer contribution / active EE | $8,397 | $2,267+270.4% | $4,675+79.6% | $2,626+219.7% |
| Participant deferral / active EE | $6,141 | $2,838+116.4% | $5,631+9.1% | $4,350+41.2% |
| Admin fee / account holder | $227 | $1,744-87.0% | $15,885-98.6% | $1,946-88.3% |