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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CETERA ADVISOR NETWORKS, LLC Service code 53 · EIN 95-3845382 | Insurance Commissions | $35,116 |
Filed as: MASSACHUSETTS MUTUAL LIFE INS CO. Service code 49 · EIN 04-1590850 | Other Services | $20,452 |
PENSION ASSURANCE LLP3+ years Filed as: THE PENSION SPECIALISTS, LTD. Service code 13 · EIN 36-3592542 | Contract Administrator | $11,044 |
CAPSTONE FINANCIAL ADVISORS3+ years Service code 71 · EIN 36-4296290 | Brokerage Fees | $9,374 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $97,922 | $52,961+84.9% | $172,752-43.3% | $65,185+50.2% |
| Participation rate | 99.5% | 66.2%+33.3pp | 82.6%+16.8pp | 70.2%+29.3pp |
| Annual return | 20.24% | 30.12%-9.9pp | 802.97%-782.7pp | 29.38%-9.1pp |
| Employer contribution / active EE | $7,988 | $2,190+264.7% | $5,144+55.3% | $2,177+267.0% |
| Participant deferral / active EE | $5,418 | $2,471+119.2% | $5,198+4.2% | $3,514+54.2% |
| Admin fee / account holder | $84 | $472-82.2% | $13,955-99.4% | $847-90.1% |