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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT SRVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $55,454 |
Filed as: MORGAN STANLEY, THE WILSHINSKY GRP Service code 27 ONE PENN PLAZA · NEW YORK, NY 10119 | Advisory (Plan) | $45,567 |
Service code 49 · EIN 04-1590850 | Other Services | $175 |
AB FUNDS3 years Service code 52 · EIN 13-4071393 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 64-6050854 | Indirect Investment Fees | $0 |
COLUMBIA2 years Service code 52 · EIN 36-3376651 | Indirect Investment Fees | $0 |
DELAWARE INVESTMENTS3 years Service code 52 · EIN 23-2651520 | Indirect Investment Fees | $0 |
Filed as: FIDELITY INVESTMENTS Service code 52 · EIN 04-3365630 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: JP MORGAN Service code 52 · EIN 26-3613641 | Indirect Investment Fees | $0 |
Filed as: MASSACHUSETTS MUTUAL LIFE INS CO Service code 49 | Other Services | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,769 | $88,122-46.9% | $141,197-66.9% | $67,582-30.8% |
| Participation rate | 94.0% | 76.5%+17.5pp | 82.5%+11.5pp | 71.3%+22.7pp |
| Annual return | 28.22% | 75.40%-47.2pp | 71.41%-43.2pp | 378.57%-350.4pp |
| Employer contribution / active EE | $1,127 | $3,224-65.0% | $4,736-76.2% | $2,148-47.5% |
| Participant deferral / active EE | $8,872 | $5,958+48.9% | $6,710+32.2% | $3,539+150.7% |
| Admin fee / account holder | $160 | $131+22.5% | $10,265-98.4% | $142+12.7% |