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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INSURANC Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $33,934 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 5707 SW PKWY BLDG 2 STE 400 · AUSTIN, TX 78735 | Advisory (Plan) | $22,917 |
Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $200 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,433 | $88,122-13.3% | $141,191-45.9% | $67,579+13.1% |
| Participation rate | 63.0% | 76.5%-13.5pp | 82.5%-19.5pp | 71.3%-8.3pp |
| Annual return | 35.88% | 75.40%-39.5pp | 71.41%-35.5pp | 378.56%-342.7pp |
| Employer contribution / active EE | $1,083 | $3,224-66.4% | $4,736-77.1% | $2,148-49.6% |
| Participant deferral / active EE | $3,441 | $5,958-42.2% | $6,710-48.7% | $3,539-2.8% |
| Admin fee / account holder | $294 | $131+124.6% | $10,264-97.1% | $142+106.6% |