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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES LLC Service code 27 5707 SW PKWY BLDG 2 STE 400 · AUSTIN, TX 78735 | Advisory (Plan) | $35,417 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $198 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,643 | $73,102-2.0% | $123,552-42.0% | $56,287+27.3% |
| Participation rate | 66.7% | 74.3%-7.6pp | 82.3%-15.6pp | 69.9%-3.2pp |
| Annual return | -4.89% | 3.01%-7.9pp | 119.20%-124.1pp | -9.96%+5.1pp |
| Employer contribution / active EE | $1,171 | $2,977-60.7% | $4,628-74.7% | $2,111-44.5% |
| Participant deferral / active EE | $3,985 | $5,423-26.5% | $6,426-38.0% | $3,350+19.0% |
| Admin fee / account holder | $236 | $554-57.4% | $9,285-97.5% | $521-54.7% |