Filed February 19, 2016 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $141,306 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 · EIN 84-0467907 | Recordkeeping | $136,200 |
Filed as: ROCATON INVESTMENT ADVISORS LLC Service code 27 · EIN 04-3638035 | Advisory (Plan) | $93,931 |
FORVIS, LLP2 years Filed as: FORVIS LLP Service code 10 910 E ST. LOUIS ST STE 400 · SPRINGFIELD, MO 65807 | Accounting | $22,000 |
Filed as: CBIZ BENEFITS & INS SERVICES INC Service code 13 PO BOX 632886 · CINCINNATI, OH 452632886 | Contract Administrator | $13,344 |
Service code 16 · EIN 34-1820650 | Consulting | $300 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $161,510 | $104,631+54.4% | $98,462+64.0% | $80,187+101.4% |
| Participation rate | 99.0% | 87.5%+11.5pp | 75.2%+23.9pp | 72.9%+26.1pp |
| Annual return | 18.92% | 34.72%-15.8pp | 21.20%-2.3pp | 40.40%-21.5pp |
| Employer contribution / active EE | $9,170 | $4,517+103.0% | $3,049+200.8% | $2,980+207.8% |
| Participant deferral / active EE | $10,298 | $6,545+57.3% | $4,738+117.3% | $5,016+105.3% |
| Admin fee / account holder | $225 | $105+114.7% | $8,875-97.5% | $145+55.2% |