Filed February 19, 2016 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.3+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $207,951 |
ROCATON INVESTMENT ADVISORS, LLC3+ years Service code 27 · EIN 04-3638035 | Advisory (Plan) | $70,923 |
Filed as: CBIZ Service code 99 · EIN 31-1582098 | Other Fees | $12,498 |
BKD, LLP2 years Filed as: DIXON HUGHES GOODMAN LLP Service code 99 · EIN 56-0747981 | Other Fees | $7,210 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $159,983 | $134,045+19.3% | $80,022+99.9% | $75,289+112.5% |
| Participation rate | 77.1% | 85.8%-8.7pp | 75.8%+1.3pp | 72.4%+4.7pp |
| Annual return | -3.76% | -0.56%-3.2pp | 11.22%-15.0pp | -0.04%-3.7pp |
| Employer contribution / active EE | $8,239 | $3,492+135.9% | $2,468+233.8% | $2,405+242.6% |
| Participant deferral / active EE | $7,899 | $4,976+58.7% | $3,686+114.3% | $3,739+111.3% |
| Admin fee / account holder | $254 | $124+104.8% | $6,521-96.1% | $102+148.0% |