Filed April 4, 2018
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 8-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INVESTMENT COMPANY Service code 64 8515 E. ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $531,643 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 E. ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $409,167 |
FORVIS MAZARS, LLP5 years Filed as: FORVIS, LLP Service code 10 · EIN 44-0160260 | Accounting | $37,217 |
TIAA4 years Filed as: TIAA-CREF Service code 64 · EIN 13-1624203 | Recordkeeping Fees | $16,484 |
AMERICAN FUNDS3 years Filed as: FORT PITT CAPITAL GROUP LLC Service code 99 · EIN 47-5006020 | Other Fees | $7,818 |
LARSON FINANCIAL GROUP LLC8+ years Service code 99 · EIN 20-4773945 | Other Fees | $6,378 |
FISHER INVESTMENTS3 years Service code 99 · EIN 20-2480800 | Other Fees | $6,355 |
SIGNATURE ESTATE & INVESTMENT8+ years Service code 99 · EIN 95-4806910 | Other Fees | $4,658 |
CHARLES SCHWAB & CO., INC.8+ years Service code 26 · EIN 94-1737782 | Advisory (Participants) | $3,836 |
Service code 99 · EIN 82-3706323 | Other Fees | $3,417 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $153,134 | $121,719+25.8% | $154,803-1.1% | $140,769+8.8% |
| Participation rate | 98.4% | 76.3%+22.2pp | 78.1%+20.4pp | 74.2%+24.3pp |
| Annual return | 16.28% | 19.22%-2.9pp | 58.88%-42.6pp | 16.82%-0.5pp |
| Employer contribution / active EE | $5,084 | $2,466+106.1% | $4,305+18.1% | $3,906+30.2% |
| Participant deferral / active EE | $7,353 | $5,384+36.6% | $5,540+32.7% | $6,717+9.5% |
| Admin fee / account holder | $47 | $71-33.8% | $14,329-99.7% | $229-79.6% |