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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6 years Service code 27 PO BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $32,099 |
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $20,545 |
Service code 13 · EIN 27-0293282 | Contract Administrator | $11,158 |
EMPOWER ADVISORY GROUP, LLC3 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,768 |
6 funds of $250K or more; 23 lines in all, holding $5.5M of the plan's $5.6M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 42% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 11 vintages | $2.3M | 42.4% |
| iShares S&P 500 Index Fund Class K Shares BlackRock · ETF Index | $840K | 15.2% |
| Ultra Fund R6 Class American Century · Mutual fund | $332K | 6.0% |
| American Funds Washington Mutual R6 Capital Group · Mutual fund | $263K | 4.8% |
| iShares U.S. Aggregate Bond Index Fund Class K Shares BlackRock · ETF Index | $199K | 3.6% |
| iShares MSCI Total International Index Fund Class K Shares BlackRock · ETF Index | $138K | 2.5% |
| MassMutual Mid Cap Growth Fund Class I MassMutual · Mutual fund | $136K | 2.5% |
| ii) Guaranteed interest account: General Account Manager not matched · Insurance contract | $133K | 2.4% |
| iShares Russell Mid-Cap Index Fund Class K BlackRock · ETF Index | $130K | 2.4% |
| MassMutual Inf-Prot and Inc I MassMutual · Mutual fund | $124K | 2.3% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.