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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $106,003 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $45,450 |
Filed as: FIDELITY GLOBAL BROKERAGE GROUP INC Service code 33 · EIN 04-3257666 | Securities brokerage; Account mainten... | $16,008 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,827 | $78,781-3.7% | $100,528-24.6% | $73,412+3.3% |
| Participation rate | 97.2% | 80.0%+17.2pp | 79.4%+17.8pp | 72.2%+25.0pp |
| Annual return | 33.66% | 31.69%+2.0pp | 30.90%+2.8pp | 59.30%-25.6pp |
| Employer contribution / active EE | $4,240 | $2,420+75.2% | $3,419+24.0% | $2,234+89.8% |
| Participant deferral / active EE | $10,530 | $6,537+61.1% | $6,271+67.9% | $3,806+176.7% |
| Admin fee / account holder | $231 | $145+59.2% | $8,084-97.1% | $158+46.5% |