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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $14,374 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 15 · EIN 20-3247391 | Recordkeeping | $10,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,505 | $69,231-21.3% | $91,994-40.8% | $67,579-19.3% |
| Participation rate | 95.0% | 78.9%+16.1pp | 78.6%+16.4pp | 71.3%+23.7pp |
| Annual return | 44.87% | 32.03%+12.8pp | 69.04%-24.2pp | 378.56%-333.7pp |
| Employer contribution / active EE | $5,353 | $2,284+134.3% | $3,453+55.0% | $2,148+149.2% |
| Participant deferral / active EE | $9,250 | $5,854+58.0% | $5,924+56.1% | $3,539+161.4% |
| Admin fee / account holder | $64 | $107-40.8% | $7,744-99.2% | $142-55.3% |