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| Provider | Service type | Compensation |
|---|---|---|
Filed as: COMMONWEALTH EQUITY SERVICES, INC. Service code 15 · EIN 04-2675571 | Recordkeeping | $37,063 |
ADP BROKER-DEALER4 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $2,225 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,112 | $65,083-16.9% | $143,788-62.4% | $66,930-19.2% |
| Participation rate | 82.7% | 65.2%+17.5pp | 80.3%+2.4pp | 69.8%+12.9pp |
| Annual return | -15.20% | -11.13%-4.1pp | -0.03%-15.2pp | 1.57%-16.8pp |
| Employer contribution / active EE | $0 | $2,361-100.0% | $4,952-100.0% | $2,545-100.0% |
| Participant deferral / active EE | $9,275 | $2,920+217.7% | $5,638+64.5% | $4,238+118.9% |
| Admin fee / account holder | $299 | $502-40.5% | $14,675-98.0% | $593-49.6% |