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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $35,121 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $3,123 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,240 | $82,204-49.8% | $182,575-77.4% | $82,204-49.8% |
| Participation rate | 96.0% | 73.4%+22.6pp | 78.0%+18.0pp | 73.4%+22.6pp |
| Annual return | 32.73% | 26.31%+6.4pp | 148.60%-115.9pp | 26.31%+6.4pp |
| Employer contribution / active EE | $4,023 | $2,707+48.6% | $4,077-1.3% | $2,707+48.6% |
| Participant deferral / active EE | $7,709 | $4,246+81.6% | $5,526+39.5% | $4,246+81.6% |
| Admin fee / account holder | $6 | $76-92.4% | $8,595-99.9% | $76-92.4% |