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| Provider | Service type | Compensation |
|---|---|---|
GARDE CAPITAL1+ years Filed as: GARDE CAPITAL INC Service code 28 · EIN 27-0321092 | Investment Management | $39,500 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $11,025 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $5,007 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $4 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,181 | $36,700-31.4% | $171,082-85.3% | $63,975-60.6% |
| Participation rate | 93.1% | 61.5%+31.5pp | 76.7%+16.4pp | 71.1%+22.0pp |
| Annual return | 16.95% | 12.80%+4.1pp | 32.56%-15.6pp | 48.65%-31.7pp |
| Employer contribution / active EE | $3,495 | $1,210+188.7% | $4,002-12.7% | $2,182+60.2% |
| Participant deferral / active EE | $6,284 | $2,696+133.1% | $4,797+31.0% | $3,356+87.2% |
| Admin fee / account holder | $16 | $68-76.8% | $8,520-99.8% | $70-77.7% |