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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $64,122 |
GARDE CAPITAL2+ years Filed as: GARDE CAPITAL INC Service code 28 · EIN 27-0321092 | Investment Management | $39,500 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $2,317 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $42 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,348 | $43,233-20.6% | $185,117-81.4% | $77,958-55.9% |
| Participation rate | 94.3% | 64.2%+30.1pp | 77.3%+17.1pp | 71.6%+22.7pp |
| Annual return | 27.65% | 20.43%+7.2pp | 40.50%-12.8pp | 20.87%+6.8pp |
| Employer contribution / active EE | $3,778 | $1,312+188.0% | $4,182-9.6% | $2,310+63.5% |
| Participant deferral / active EE | $7,031 | $2,912+141.4% | $5,045+39.4% | $3,537+98.8% |
| Admin fee / account holder | $28 | $95-71.0% | $8,159-99.7% | $97-71.7% |