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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT SRVCS INC. Service code 37 · EIN 01-0233346 | Loan Processing | $841,807 |
SHEPHERD KAPLAN LLC1+ years Filed as: SHEPERD KAPLAN LLC Service code 16 · EIN 83-0368447 | Consulting | $382,363 |
Filed as: NEW YORK LIFE INVESTMENT MANAGEMENT Service code 15 · EIN 52-2206685 | Recordkeeping | $323,998 |
DRIEHAUS CAPITAL MANAGEMENT LLC1+ years Filed as: DRIEHAUS CAPITAL MANAGEMENT Service code 28 · EIN 20-3634295 | Investment Management | $252,945 |
COURTLAND PARTNERS1+ years Filed as: COURTLAND PARTNERS LTD. Service code 29 · EIN 34-1805154 | Legal | $217,418 |
FUJITSU MANAGEMENT1+ years Service code 14 · EIN 95-2557970 | Plan Administrator | $101,936 |
Filed as: SONG MONDRESS PLC Service code 16 · EIN 91-1917286 | Consulting | $61,193 |
MOSS ADAMS LLP1+ years Filed as: MOSS ADAMS Service code 10 · EIN 91-0189318 | Accounting | $57,560 |
MERCER1+ years Filed as: MERCER US, INC. Service code 16 · EIN 13-2834414 | Consulting | $27,874 |
THE BANK OF NEW YORK MELLON1+ years Service code 64 · EIN 13-5160382 | Recordkeeping Fees | $7,669 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $113,950 | $74,498+53.0% | $94,229+20.9% | $59,188+92.5% |
| Participation rate | 99.8% | 76.8%+23.0pp | 78.8%+21.0pp | 69.4%+30.4pp |
| Annual return | -0.94% | 2.76%-3.7pp | 10.68%-11.6pp | 5.51%-6.4pp |
| Employer contribution / active EE | $4,926 | $2,077+137.1% | $3,587+37.3% | $2,098+134.8% |
| Participant deferral / active EE | $10,955 | $3,433+219.1% | $4,320+153.6% | $3,265+235.6% |
| Admin fee / account holder | $204 | $103+97.8% | $6,269-96.8% | $92+120.8% |