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| Provider | Service type | Compensation |
|---|---|---|
MARCUS CAPITAL LLC3 years Service code 27 · EIN 05-0594417 | Advisory (Plan) | $34,071 |
AT INVESTMENT ADVISERS INC3 years Service code 27 · EIN 20-0822261 | Advisory (Plan) | $23,289 |
MARINER LLC2 years Service code 27 · EIN 20-4553256 | Advisory (Plan) | $23,174 |
CORIENT PRIVATE WEALTH LLC2 years Service code 27 · EIN 88-0967642 | Advisory (Plan) | $9,860 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $9,803 |
KOVITZ INVESTMENT GROUP1 year Service code 27 · EIN 47-5657416 | Advisory (Plan) | $6,447 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO.,INC. Service code 19 · EIN 94-1737782 | Securities Custodian | $894 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO., INC Service code 59 | Shareholder Servicing | $0 |
Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $679,375 | $101,539+569.1% | $147,041+362.0% | $74,400+813.1% |
| Participation rate | 94.8% | 75.5%+19.3pp | 82.2%+12.7pp | 67.2%+27.6pp |
| Annual return | 17.03% | 8740.84%-8723.8pp | 419.21%-402.2pp | 1367.51%-1350.5pp |
| Employer contribution / active EE | $36,923 | $3,811+868.8% | $4,935+648.2% | $2,624+1306.9% |
| Participant deferral / active EE | $23,557 | $7,304+222.5% | $8,071+191.9% | $4,348+441.8% |
| Admin fee / account holder | $756 | $1,749-56.8% | $13,006-94.2% | $1,944-61.1% |