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| Provider | Service type | Compensation |
|---|---|---|
MARCUS CAPITAL LLC1 year Service code 27 · EIN 05-0594417 | Advisory (Plan) | $30,076 |
Service code 27 · EIN 20-0822261 | Advisory (Plan) | $16,325 |
Filed as: STRATEGIC WEALTH PARTNERS GROUP Service code 27 · EIN 47-2046833 | Advisory (Plan) | $8,288 |
Service code 27 · EIN 36-4364907 | Advisory (Plan) | $6,296 |
Filed as: CHARLES SCHWAB & CO.,INC. Service code 19 · EIN 94-1737782 | Securities Custodian | $1,589 |
Filed as: CHARLES SCHWAB & CO., INC Service code 59 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $473,808 | $84,493+460.8% | $125,381+277.9% | $66,938+607.8% |
| Participation rate | 100.0% | 76.4%+23.6pp | 82.4%+17.6pp | 69.8%+30.2pp |
| Annual return | -17.24% | -8.49%-8.7pp | 572.31%-589.5pp | 1.58%-18.8pp |
| Employer contribution / active EE | $29,955 | $3,554+742.9% | $4,815+522.1% | $2,545+1076.9% |
| Participant deferral / active EE | $21,344 | $6,783+214.7% | $7,448+186.6% | $4,238+403.6% |
| Admin fee / account holder | $562 | $685-17.9% | $10,007-94.4% | $594-5.2% |