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| Provider | Service type | Compensation |
|---|---|---|
MARCUS CAPITAL LLC2 years Service code 27 · EIN 05-0594417 | Advisory (Plan) | $28,956 |
MARINER LLC1 year Service code 27 · EIN 20-4553256 | Advisory (Plan) | $21,902 |
AT INVESTMENT ADVISERS INC2 years Service code 27 · EIN 20-0822261 | Advisory (Plan) | $15,896 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $9,631 |
Service code 27 · EIN 88-0967642 | Advisory (Plan) | $8,311 |
STRATEGIC WEALTH PARTNERS2 years Filed as: STRATEGIC WEALTH PARTNERS GROUP Service code 27 · EIN 47-2046833 | Advisory (Plan) | $8,217 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO.,INC. Service code 19 · EIN 94-1737782 | Securities Custodian | $480 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO., INC Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $596,208 | $91,424+552.1% | $135,942+338.6% | $71,495+733.9% |
| Participation rate | 100.0% | 75.7%+24.3pp | 81.9%+18.1pp | 67.9%+32.1pp |
| Annual return | 19.83% | 29.90%-10.1pp | 68.28%-48.4pp | 28.85%-9.0pp |
| Employer contribution / active EE | $34,527 | $3,704+832.2% | $4,858+610.8% | $2,589+1233.4% |
| Participant deferral / active EE | $24,144 | $7,092+240.4% | $7,759+211.2% | $4,291+462.7% |
| Admin fee / account holder | $661 | $1,266-47.8% | $10,764-93.9% | $1,588-58.4% |