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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $210,146 |
Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $64,743 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $40,213 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,851 | $106,247-59.7% | $147,096-70.9% | $77,714-44.9% |
| Participation rate | 95.0% | 78.4%+16.7pp | 82.2%+12.9pp | 70.6%+24.5pp |
| Annual return | 33.72% | 56.87%-23.1pp | 419.75%-386.0pp | 31.26%+2.5pp |
| Employer contribution / active EE | $1,618 | $4,069-60.2% | $4,936-67.2% | $2,727-40.7% |
| Participant deferral / active EE | $12,321 | $7,996+54.1% | $8,071+52.7% | $4,649+165.0% |
| Admin fee / account holder | $217 | $338-35.8% | $13,005-98.3% | $433-49.9% |