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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $103,760 |
LOCKTON INVESTMENT ADVISORS, LLC7+ years Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 27 · EIN 20-8874282 | Advisory (Plan) | $58,666 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $109,975 | $185,342-40.7% | $111,308-1.2% | $86,821+26.7% |
| Participation rate | 96.3% | 81.0%+15.3pp | 77.3%+19.0pp | 72.3%+24.0pp |
| Annual return | 13.12% | 500.80%-487.7pp | 54.67%-41.5pp | 97.94%-84.8pp |
| Employer contribution / active EE | $820 | $2,246-63.5% | $2,732-70.0% | $2,406-65.9% |
| Participant deferral / active EE | $6,752 | $4,458+51.4% | $4,487+50.5% | $4,132+63.4% |
| Admin fee / account holder | $193 | $255-24.5% | $7,965-97.6% | $170+13.8% |