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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $115,420 |
LOCKTON INVESTMENT ADVISORS, LLC6+ years Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 27 · EIN 20-8874282 | Advisory (Plan) | $67,831 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,128 | $79,519+19.6% | $95,964-0.9% | $73,412+29.6% |
| Participation rate | 97.4% | 81.2%+16.3pp | 77.1%+20.3pp | 72.2%+25.3pp |
| Annual return | 13.60% | 19.20%-5.6pp | 91.64%-78.0pp | 59.30%-45.7pp |
| Employer contribution / active EE | $1,739 | $2,048-15.1% | $2,541-31.6% | $2,234-22.1% |
| Participant deferral / active EE | $6,748 | $4,138+63.1% | $4,167+61.9% | $3,806+77.3% |
| Admin fee / account holder | $193 | $184+4.5% | $6,797-97.2% | $158+22.0% |