Filed August 14, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH11+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $504,407 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $236,141 | $117,739+100.6% | $116,228+103.2% | $117,739+100.6% |
| Participation rate | 98.9% | 76.6%+22.3pp | 74.6%+24.3pp | 76.6%+22.3pp |
| Annual return | 13.80% | 17.29%-3.5pp | 90.06%-76.3pp | 17.29%-3.5pp |
| Employer contribution / active EE | $11,429 | $3,746+205.1% | $2,994+281.7% | $3,746+205.1% |
| Participant deferral / active EE | $10,814 | $6,128+76.5% | $4,953+118.3% | $6,128+76.5% |
| Admin fee / account holder | $56 | $112-49.7% | $11,989-99.5% | $112-49.7% |