Filed August 14, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $452,918 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $177,392 | $125,029+41.9% | $90,767+95.4% | $78,104+127.1% |
| Participation rate | 98.0% | 93.0%+5.0pp | 75.7%+22.3pp | 74.5%+23.5pp |
| Annual return | -18.16% | -14.80%-3.4pp | -12.16%-6.0pp | 10.90%-29.1pp |
| Employer contribution / active EE | $8,130 | $4,916+65.4% | $2,922+178.2% | $3,128+160.0% |
| Participant deferral / active EE | $9,235 | $7,684+20.2% | $4,565+102.3% | $5,089+81.5% |
| Admin fee / account holder | $53 | $56-5.3% | $8,445-99.4% | $79-33.1% |