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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 2929 ARCH STREET · PHILADELPHIA, PA 19104 | Contract Administrator | $7,900 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $7,456 |
LPL FINANCIAL1 year Service code 27 PO BOX 502533 · SAN DIEGO, CA 921502533 | Advisory (Plan) | $6,155 |
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $125 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,162 | $55,453+1.3% | $170,435-67.0% | $62,293-9.8% |
| Participation rate | 70.3% | 66.4%+3.9pp | 83.6%-13.3pp | 69.5%+0.8pp |
| Annual return | 18.44% | 21.38%-2.9pp | 205.94%-187.5pp | 28.90%-10.5pp |
| Employer contribution / active EE | $1,807 | $2,164-16.5% | $5,432-66.7% | $2,042-11.5% |
| Participant deferral / active EE | $3,760 | $2,303+63.3% | $4,939-23.9% | $3,169+18.6% |
| Admin fee / account holder | $79 | $455-82.6% | $13,881-99.4% | $479-83.5% |