Filed August 19, 2024
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $367,918 |
Service code 27 1400 AMERICAN BLVD BLDG #4 · PENNINGTON, NJ 08534 | Advisory (Plan) | $117,954 |
Filed as: CWM LLC Service code 99 · EIN 27-4011107 | Other Fees | $64,774 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $61,755 |
Filed as: IPI ASSET MANAGEMENT INC Service code 99 · EIN 36-4061968 | Other Fees | $33,964 |
RSM US LLP2 years Filed as: MCGLADREY LLP Service code 10 5155 PAYSPHERE CIRCLE · CHICAGO, IL 60674 | Accounting | $19,665 |
Filed as: CURI RMB CAPITAL LLC Service code 99 · EIN 59-3792751 | Other Fees | $11,881 |
PERFORMANCE WEALTH1 year Service code 99 · EIN 86-1241865 | Other Fees | $11,420 |
Filed as: SAVANT CAPITAL LLC Service code 99 · EIN 45-3812777 | Other Fees | $10,159 |
HAMILTON CAPITAL LLC1 year Service code 99 · EIN 83-3000171 | Other Fees | $5,056 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $132,826 | $68,110+95.0% | $155,556-14.6% | $99,313+33.7% |
| Participation rate | 97.0% | 67.8%+29.2pp | 78.2%+18.8pp | 71.7%+25.3pp |
| Annual return | 15.79% | 16.16%-0.4pp | 64.84%-49.0pp | 17.67%-1.9pp |
| Employer contribution / active EE | $2,131 | $2,291-7.0% | $4,675-54.4% | $3,264-34.7% |
| Participant deferral / active EE | $8,690 | $3,865+124.9% | $5,631+54.3% | $5,346+62.6% |
| Admin fee / account holder | $66 | $94-29.8% | $15,885-99.6% | $109-39.6% |