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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 444 W 47TH STREET SUITE 900 · KANSAS CITY, MO 641121906 | Advisory (Plan) | $91,124 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $69,296 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $20,882 |
TD AMERITRADE, INC.6+ years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $50 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,174 | $127,481-69.3% | $149,715-73.8% | $90,274-56.6% |
| Participation rate | 96.3% | 78.2%+18.1pp | 82.5%+13.8pp | 73.4%+22.9pp |
| Annual return | 55.59% | 57.78%-2.2pp | 276.66%-221.1pp | 53.97%+1.6pp |
| Employer contribution / active EE | $330 | $3,448-90.4% | $4,645-92.9% | $2,523-86.9% |
| Participant deferral / active EE | $3,998 | $6,975-42.7% | $6,842-41.6% | $4,231-5.5% |
| Admin fee / account holder | $109 | $152-28.1% | $9,310-98.8% | $114-4.4% |