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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $69,937 |
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 10 · EIN 20-8874282 | Accounting | $59,528 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Float revenue; ... | $235 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,821 | $34,220+4.7% | $73,835-51.5% | $59,188-39.5% |
| Participation rate | 91.3% | 59.1%+32.2pp | 73.4%+17.9pp | 69.4%+21.9pp |
| Annual return | 3.83% | 3.36%+0.5pp | 2268.13%-2264.3pp | 5.51%-1.7pp |
| Employer contribution / active EE | $1,030 | $1,480-30.4% | $2,788-63.0% | $2,098-50.9% |
| Participant deferral / active EE | $3,152 | $2,035+54.9% | $3,583-12.0% | $3,265-3.4% |
| Admin fee / account holder | $112 | $64+75.0% | $4,880-97.7% | $92+21.6% |